It covers not only the account opening process for various types of new customers, such as individuals, companies, trust and nominee accounts, introduced customers, non face to face customers, respondent banks and politically exposed persons, but also the ongoing monitoring process for existing customers.

Inside the customer securities guarantee account and customer funds guarantee account opened in the name of the securities firm, a separate credit granting account shall be opened for each customer.

The deposit given by the customer, all the securities that have been purchased through securities lending and borrowing, and all the funds from the sales of securities are collaterals to the securities firm, and shall be deposit to the customer securities guarantee account or the customer funds guarantee account and credited to the customer s credit granting account.

Consolidation of Private Sector Division accounts

Blog Account Configuration

The securities firm shall not provide customer s capital account and securities account to others.

from all but online IMAP accounts

Names in capital account and securities account of the same customer should be the same.

Client and market segment analysis

If capital in customer s capital account is insufficient, it cannot accept buying entrustment if securities in customer s securities account are insufficient, it cannot accept selling entrustment.

Except for circumstances prescribed in Article 54 of this Regulation or other agreements reached by the securities firm and customers according to law, the securities firm shall not use the securities or fund in the customer guarantee accounts.

from all accounts

a transaction involving a client account or deposit

Account Type POP Account

Account Type Maildir Account

Account Type IMAP Account

Show all accounts

(3) Where a securities firm does not report its security self operation accounts or portfolio accounts of its clients to a security exchange for file according to provisions

Account Type Local Account

(9) Where a securities firm does not designated a division to handle client s complaints according to provisions

Connect all Kopete accounts

Disconnect all Kopete accounts

(11) Where a securities firm does not deposit or manage trading settlement funds, trust funds and funds and securities in secured accounts of clients according to provisions

In the case of corporate customers, verify the directors, accounts signatures and nature of the business.

(f) Customers would be requested to transfer the price of the videotapes to the bank account of Lownet Inc.

The term includes checking, saving and time deposit accounts.

Account Type Disconnected IMAP Account

Set all accounts as online

An enterprise shall enhance the management of the receivables, evaluate the credit risks of the clients, track the clients' performance of contract, determine and perform the responsibility of receivables collection and cut down the loss from doubtful accounts.

Manage user accounts

Article 28 When the securities firm is entrusted by securities registration settlement agency to open securities account for customers, it should audit name and identity authenticity declared by customers according to management rule of securities account.

(b) Key Policy Work Account Work programme account

Enter account username

Besides, CDD is an on going process and does not end when account opening procedures are completed.

(b) The Project Sub Account.

(b) The Project Sub Account, and

The possible sources of finance for the Special Account may be

Article 79 Where a securities firm provides capital accounts and security accounts of its clients for others use, it shall be punished according to the provisions prescribed in Article 208 of the Securities Law of the People s Republic of China.

Customer identification and knowledge of the customers

Orphan created from unknown gnucash account

Account

Account

Account

Accounts

accounts