The agency appointed by securities regulatory agency under the State Council should perform supervision and administration roles and responsibilities within the scope of authorization from the securities regulatory agency under the State Council.

Pacific Coast Districts

SAICM PrepCom3 (September 2005)

Article 7 The securities regulatory agency under the State Council, the People's Bank of China and other financial regulatory authorities under the State Council should establish information sharing mechanism of supervision and administration over securities firms.

Competence ratione temporis of the monitoring body (art.

Executives Profesionals Administrators Source SUNAT, Staff management.

The list of the designated commercial banks shall be determined and publicly announced by the securities regulatory agency under the State Council jointly with the banking supervision and management organs of the State Council.

The Department of Financial Monitoring also collaborates with the competent bodies of foreign States.

Regulatory institutions such as bank supervisory agencies and bodies that oversee the telecommunications, food, and energy industries play a vital role by maintaining the always delicate balance between free markets and the actions of elected governments and legislatures. The central bank is perhaps the most important of these institutions, for it conducts monetary policy (and sometimes serves as the financial sector regulator).

The Authorized body performs a mandatory supervision over the process of information submission.

The securities regulatory agency under the State Council can suggest the banking regulatory agencies of the State Council to give penalties to the person in charge and any other person directly responsible according to laws.

Article 6 The securities regulatory agency under the State Council should perform supervision and administration roles and responsibilities of securities firm within the law.

The 1961 Convention merged the Permanent Central Opium Board and the Drug Supervisory Body into one body, the International Narcotics Control Board.

Disappointment about the raters performance, and skepticism about the effectiveness of regulation, has led to calls to eliminate any regulatory reliance on ratings. If ratings are not backed by the force of law, so the argument goes, regulators need not worry about rating quality and can leave the monitoring of raters to the market.

Specific measures shall be formulated by the securities regulatory agency under the State Council.

4 Other circumstances recognized by securities regulatory agency under the State Council.

5 Having other conditions that are stipulated by the securities regulatory agency under the State Council.

The competent authorities of the penitentiary institution are obliged to examine the complaint and the request.

The supervisory authority is the local authority municipality, which regularly tests the quality of the water.

All Cuba's programmes involving nuclear energy have strictly peaceful uses. They are subject to strict control by the competent national authorities and are monitored on a permanent basis by IAEA.

That solution will be incomplete, however, because not all derivatives traders are regulated financial institutions, and because many creditors would find ways to circumvent the contract and the requirement. If the coverage is not complete, one can expect the regulated to complain that they have been placed at a competitive disadvantage.

Monitoring of compliance with labour standards, and in particular those relating to minimum wages, is the responsibility of the labour authorities.

(9) keeping in touch with the supervisory organ in doing the daily routine, making follow up evaluations on the supervisory measures and requirements and feeding back the related opinions and suggestions and

The reports and record are revised and monitored by the Financial Institutions Supervision Division of the Royal Monetary Authority.

The Law on the System of Payments and the monitoring authority of the Central Bank are sufficient to carry out such supervision.

(IAEA safeguards export controls supplier measures)

It is management s responsibility to implement and monitor the specific internal controls for its operations.

(c) Project supervision and loan administration on behalf of international financial institutions and

As mentioned earlier, monitoring of compliance with labour standards, and in particular those relating to minimum wages, is the responsibility of the labour authorities.

Regulators may well need to turn to bankruptcy laws to fix the problem. The regulators call to the ISDA for voluntary action will not amount to much if it is just a request to the derivatives industry to act against its own financial interests.

Convergence of national regulations should be accelerated, and closer cooperation between national authorities should become a priority. Otherwise, national authorities will be unable to respond properly to cross border developments.

The General Accounting Office of the Republic, the Office of the Attorney General, the Office of the Human Rights Ombudsman, the Superintendency of Banks and the Superintendency of Pensions are oversight bodies vested with constitutional authority.

They are for sale to corporations and individuals who want to offset their emissions for non regulatory purposes, are verified by independent verifiers, but are not certified by a regulatory authority for use as a compliance instrument.

Prison officers

Cuba's only interest in nuclear energy relates to the peaceful uses of such energy subject to verification by the International Atomic Energy Agency (IAEA), which Cuba recognizes as the authority responsible for verifying compliance with the Treaty.

(ii) Define, for the purposes of governance and oversight, the required committees, boards and other management and inter agency bodies, including the provision of draft constitutional documents, reporting lines and key practices for Member States, management and oversight bodies alike

(5) Where an asset management agency and a securities registration and clearing agency does not report to the securities regulatory agency of the State Council when it finds trust funds and assets and securities in secured accounts of clients are used in violation of provisions.

The Law On Establishments of Higher Education allows colleges supervised by higher education establishments to provide professional education for a period of time that is less than four years.

Article 24 Directors, supervisors and officers of the securities firm and principals of its domestic branches should get approval for their qualifications by the securities regulatory agency under the State Council before holding the post.

(2) Where the securities firm does not conform to decisions made by the securities regulatory agency under the State Council according to laws to remove any director, supervisor, senior manger and person responsible of any inbound branch from his her post.

Second, there was a difference between a monitoring body and a depositary.

The assets custodian organs shall perform duties of safeguarding the customer s trust assets, handling the collection and payment of the funds and supervising the investment activities of the securities firm according to the provisions of the securities regulatory agency under the State Council and the securities assets management contract.

As information technology continues to improve, regulatory bodies should review disclosure guidelines.

Article 5 The compliance management of insurance companies shall be supervised and inspected by China Insurance Regulatory Committee and its dispatched offices.

Independent monitoring structures