Section 2 Securities Brokerage Business

(2) Where any securities broker who engaging in businesses does not present his her certificate of securities broker to his her client

The securities broker should have securities working qualification.

The securities firm should sign entrustment contracts with securities brokers who accept such entrustment, issue securities broker certificate, define authorized scope of securities broker and supervise working behavior of securities broker.

Securities brokers should work within authorized scope of the securities firm and show securities broker certificates to customer.

Consequently, the Insurance Section would be able to determine industry benchmarks and monitor the broker s performance against these benchmarks.

Article 128 An insurance agent or an insurance broker shall have his her own business premises, maintain separate accounting records solely for recording revenues and expenses in connection with the transactions they handle and shall be subject to the supervision of the financial supervision and regulation department.

Broker

Article 125 An insurance broker shall be liable for damages or losses caused to the applicant or the insured due to the negligence of the insurance broker in the course of transacting insurance business.

The manager.

Article 38 If a securities firm is engaged in securities brokerage business, it can entrust staff outside of the securities firm as securities broker, engaging in attracting and providing service for customers as agent.

They asked if you had a New York agent. Like to meet your New York agent?

Article 32 A securities firm should establish information inquiring system to ensure customers inquiring entrustment record, trading record, securities and balance during business hours of the securities firm, as well as other information such as name, practice license of the business operator and securities broker of the securities firm, certificate number of securities broker, etc.

Also required to report were those involved in securities brokerage and related activities insurance companies, brokers and agents, commercial casinos and gambling houses and real estate agencies.

It's going to be the Department of Agriculture for the 21st century.

We had to ask your agent.

I'm his manager.

And our nail has been a 19th and 20th century industrial era model of success.

China may have largely missed the Industrial Revolution in the nineteenth century. But its approach to e tail is poised to be one of the forces shaping the emerging market Internet revolution of the twenty first century.

Industrial design is the art form of the 21st century.

Discipline and personnel conduct issues

This is the 20th century, Sabrina.

What became of the manager?

I went to my agent instead.

Article 127 An insurance agent or an insurance broker shall meet the qualification requirements set forth by the financial supervision and regulation department and shall obtain an insurance agent license or an insurance broker license issued by the financial supervision and regulation department shall register with the authority of industry and commerce administration to obtain a business license and shall pay a guarantee deposit or buy a professional indemnity insurance policy.

Article 142 Anyone who violates the provisions of this Law, and illegally transacts insurance agent business or insurance brokerage business without an insurance agent license or insurance broker license, shall be subject to action by the financial supervision and regulation department, and forfeiture of illegal gains, and a fine of not less than five, nor more than ten times as much as the illegal gains.

Statements on the occasion of the eighth African Industrialization Day

Institute of Chartered Shipbrokers

It seems like ages.

No news from the manager yet?

Without them modern industry would have been impossible, and space flights would have been postponed to the next century.

That proportion subsequently fell sharply, and the same decline could later be seen in industrial employment. Since the late twentieth century, most employment growth has come in services, particularly personal services a pattern that looks like a reversal of a previous historical trend.

A. The relationship with insurance brokers

Registration and licensing of brokers

Healy never said anything about...

Let me see. This man's an automobile dealer in Corvallis.

M. Nutal, the real estate agent.

I'm seeing his stockbroker.

Gus is still my agent.

It would be useful to extend training activities also to professional trade agents or brokers who are generally in charge of managing the clearance of shipments.

He was the kind of agent who handled only bit players and who never could get into a major producer's office.

And this is the 21st century.

Rebate of commissions from the Office s travel agent

Noriko may be home by now.

What became of the manager?