(7) Where a securities firm does not conclude business contract with its client or write down necessary terms and conditions as prescribed in the business contract concluded with its client according to provisions

Article 1 With a view to strengthening the financial management of enterprises, regulating the financial behaviors of the enterprises, protecting the legitimate rights and interests of the enterprises and related parties and boosting the establishment of modern enterprise system, the present General Rules are formulated under the provisions of the related laws and administrative regulations.

failing to effect outward reinsurance as required

The post compliance manual shall prescribe the business operation procedure and norms of each post.

That Strategy provided for three categories of operational activities enabling activities operational programmes encompassing long term measures and short term response measures.

Article 4 The Ministry of Finance shall be responsible for instituting the rules and regulations on enterprise finance.

(iii) Preparation of a manual for setting out the operational standards and guidelines of the Unit

(4) Where the investment scopes or investment proportions of the security self operation business and portfolio management business of a securities firm are not conformed to provisions

Similarly, the Code of Good Practice does not contain a provision on equivalency.

The plan includes periodic audit reviews of country operations, which are carried out depending on the size and nature of the operation and the potential risks involved.

(8) examining the important internal rules and systems and business flow of the company, and, according to laws, regulations and supervisory provisions, proposing suggestions on setting down or revising certain inner rules and systems or business flow in light of the variation and development of the self discipline rules of the industry

Article 92 With the approval of the financial supervision and regulation department, an insurance company may engage in the following reinsurance business of the insurance business prescribed in the preceding article

In case it is otherwise stipulated by the state, such provisions shall prevail.

Article 149 The State encourages those insurance businesses which facilitate the development of agricultural production.

In addition, it was said, a connecting factor for the determination of the place of business of the debtor would need to be specified.

The above shall not apply where a higher or lower limit on liability for professional services is prescribed by law, e.g. for a statutory audit.

This situation was not compliant with segregation of duties rules that call for the separation of front and back office tasks.

An enterprise group company may determine its internal financial management system by itself.

Article 91 Where securities businesses operated by a securities firm are not in accordance with provisions prescribed in Item 3 of Article 26 hereof, it shall meet requirements within the period prescribed by the securities regulatory agency under the State Council.

With respect to rule making, several RTAs include provisions for prior comment on proposed changes to services regulations on either a best endeavour or an obligatory basis, an aspect that goes beyond the GATS.

To complete the development and initiate the operation of the Career Professional Service System, in accordance with the terms and deadlines set forth in the Act on Career Professional Service in the Federal Public Administration.

The Relationship Agreement also contains provisions on cooperation and judicial assistance that are crucial to the Court's operational activities.

It was fundamentally important to uphold the principle of institutional integrity and organizational mandates of all operational agencies.

81. The obligations of establishments and workers in the field of occupational safety and health are determined in Part X Occupational safety and health of the Labour Code, as well as in Part I General provisions and Part IV Obligations of establishments and workers resulting from an employment relationship .

(b) To develop concrete applications of operational human resources planning to enable programme and line managers in all departments and offices to plan their operational human resources requirements.

(5) dispatching or recommending chief financial officers to exclusively funded or holding enterprises under the related provisions.

In others, the legislators set specific controls for certain operations in legislation.

Mandate

Mandate

Mandate

Operational activities, planning and overall coordination

Operational activities, planning and overall coordination

Experts agreed that FAs should follow a code of conduct that clearly defined their scope and included obligations for both parties.

(1) examining and approving the internal financial management system, financial strategy, financial plan and financial budget of the enterprise

The securities firm whose business is suspended and who is ordered to cancel its inbound branches within a certain period shall arrange its clients and handle its unfinished businesses according to relevant provisions.

Depending on the performance of the operational budget during 2005, any surplus would be used, if needed, in accordance with the purposes and procedures defined for the operational budget.

In case the financial treatment of the enterprise does not accord with any provision of any law or administrative regulation on taxation, it shall be adjusted under law in paying taxes.

Chapter 4 Business Rule and Risk Control

(5) whether significant business activities have been carried out in compliance

Operational activities in support of normative principles

Business acquisition planning, option 1.

1. Operational activities, planning and overall coordination

Lack of service specifications

Where any designated commercial bank has any of the above acts and is under any serious circumstances, its businesses of trading, clearing and capital management shall be ordered to be suspended or terminated by banking regulatory agencies of the State Council.

The agreement concerns employment as covered in article 11 of the Convention and implements Argentina apos s commitments in the framework of the policies set forth in National Employment Act No. 24.023.