Consideration of compliance issues arising out of the data report

Consideration of compliance issues arising out of the data report

An insurance company shall, by working out corresponding compliance policies or other formal documents, determine the organizational structure, duties and rights of the compliance department and compliance posts, and work out measures to ensure their independency.

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

This ensures compliance with obligations arising out of international treaties Brazil is signatory.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

(5) whether significant business activities have been carried out in compliance

Armenia had been listed for consideration because of compliance issues arising out of the data report.

The redeployments had been carried out in strict compliance with the 10 principles set out in paragraph 14 of resolution 58 270.

An inventory of UNDCP information systems has been carried out and an assessment made of them for year 2000 compliance.

(3) situation of the compliance chief and the compliance department

She drew the Committee's attention to issues arising out of that report, specifically, non compliance with the requirement to report base year data and non compliance with the requirement to report baseline data.

The Protocol sets out procedures for parties to report data on their compliance with treaty requirements.

C. NAP IMPLEMENTATION Action programme implemented in compliance with priority fields set out in the convention

(d) Statement on the determination of non compliance Declaration on non compliance

Review of the status of compliance with specific decisions of the Parties on non compliance

Review of the status of compliance with specific decisions of the Parties on non compliance

Chapter III Compliance Chief and Compliance Department

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Measures should be carried out to ensure full compliance with gender mainstreaming policy at all levels of the United Nations system.

Field of application compliance.

extent of worldwide compliance

Singapore has implemented six out of the seven assessable Special Recommendations (compliance of Special Recommendation VIII on Non Profit Organisations is not assessable).

Information by the Fund Secretariat and the implementing agencies (UNDP, UNEP, UNIDO and the World Bank) on activities carried out to facilitate compliance by Parties in non compliance with the Montreal Protocol

(i) Issues of non compliance with the Convention and the reasons for non compliance

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

However, setting out a list of specific offences provided useful guidance to the business community and contributed to transparency and voluntary compliance.

The Administration has further pointed out that the issue is one of compliance and that the budget instructions do require such quantification.

The Compliance Committee may examine systemic issues of general compliance of interest to all Parties where

one case of non compliance

Establishment of a compliance committee

Principle of non discrimination compliance

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

Non compliance Procedures and institutional mechanisms for determining non compliance with the provisions of the Convention and for the treatment of Parties found to be in non compliance

The Russian Federation had been listed for consideration because of non compliance with its data reporting obligation for 2003, and also because of compliance issues arising out of the 2004 data report submitted by the Party in accordance with Article 7 of the Protocol.

Let us bear in mind that out of four recognized cases of non compliance with the NPT, three have taken place in the Middle East.

Compliance supports the implementation of the procedures and mechanisms relating to compliance under the Kyoto Protocol.

(3) under the leadership of the board of directors and the general manager, setting down the annual compliance risk management plan, taking full charge of the compliance management work and directing the work of the compliance department and persons in the compliance related posts

With the aim of promoting compliance and providing for early warning of potential non compliance, the facilitative branch shall be further responsible for providing advice and facilitation for compliance with

(d) Compliance.

Compliance Committee

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

Assessing the compliance of Member States