He said that overall compliance with audit recommendations was very high.

On the basis of the information received, the Director will prepare a compliance memorandum, indicating whether overall compliance is satisfactory or unsatisfactory.

The Oversight Committee will have an overall responsibility for ensuring compliance with these requirements.

(f) To work closely with the Committee on specific recommendations for additional measures to improve overall compliance with the arms embargo

In analysing these reports (or the fact of non reporting), the Monitoring Team must assess the overall level of an individual Member States' compliance.

Consequently, it would only be possible to report on the overall compliance rate at the end of the main part of the current session.

Chapter III Compliance Chief and Compliance Department

(3) hearing the compliance issues the compliance chief and the compliance department reports and

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

(3) situation of the compliance chief and the compliance department

While establishing these overall trends, MINURSO was not in a position to determine when the non compliance actually started to seriously undermine the letter and the spirit of military agreement No. 1.

Moreover, it is our belief that the verification regime should provide for an overall system that is as effective as possible to detect non compliance with the basic obligations of the Treaty.

(d) Compliance.

Compliance Committee

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

Overall

(d) Statement on the determination of non compliance Declaration on non compliance

(9) compliance trainings

General compliance issues

Policies and compliance

Legal and compliance

Who verifies compliance?

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

(1) To order it to increase inner compliance inspections and submit compliance inspection reports

(i) Issues of non compliance with the Convention and the reasons for non compliance

Overall orientation

Overall comments

Overall assessment

Overall orientation

Overall orientation

Overall orientation

Overall orientation

Overall orientation

Overall conclusions

Overall trend

Overall function

Overall progress

Overall opacity

Overall Total

Overall assessment

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

As well as responsibility for the operational policies and procedures, the Risk and Compliance Section provides overall control, such that pre settlement activities are managed and monitored and that risk, up to trade settlement, is controlled.