The compliance department and compliance posts shall be independent from the business department, the financial department and the internal auditing department.

Strict compliance with that principle was the basis for the Organization's financial stability.

The Board conducted not only financial statement audits but also operational and compliance audits.

UNICEF agrees to ensure compliance with the requirements of Financial Circular 15, revision 3.

In 2005, UNHCR will write off outstanding contributions in compliance with its financial rules.

(a) Strict compliance with United Nations financial rules and regulations, policies, procedures and budgetary policies in the financial administration of departmental

A comprehensive audit approach, which integrates financial, compliance and value added aspects, is being followed.

This financial plan sets planned regular resources expenditure at a level that guarantees compliance with this target.

(f) An expression of opinion on the compliance of transactions with the financial regulations and legislative authority

(e) Review and clearance of funding agreements, preparation of financial reports to donor countries in compliance with agreements

2 The risk control indicators comply with the relevant stipulations and the financial status and compliance status are sound

The Act also included regulatory measures over banks and non bank financial institutions in compliance with relevant international instruments.

In compliance with financial rule 303.1, the proposed expenditures have been grouped under programme costs and programme support costs.

Post auction evaluation of qualifications is limited to the verification of legal, economic and financial information of the company, its fiscal compliance, and compliance with possible additional requirements contained in the notice of auction.

(m) Review the United Nations system of internal control, including financial, operational, compliance controls and evaluate the effectiveness of risk management

He also has a network of people that monitor the activities of NGOs to ensure their compliance with his financial interests.

OAPR conducted a full review and assessed that due diligence has been performed and compliance with the financial regulations and rules.

Chapter III Compliance Chief and Compliance Department

(3) hearing the compliance issues the compliance chief and the compliance department reports and

quot 16. Further requests the Secretary General to exercise utmost discipline in financial management to ensure compliance with the Financial Regulations and Rules of the United Nations, including rule 114.1 quot ,

Article 3 Compliance management means that insurance companies shall prevent, identify, evaluate, report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts, setting down and carrying out compliance policies, conducting compliance monitoring and providing compliance trainings, etc.

quot 11. Further requests the Secretary General to exercise utmost discipline in financial management to ensure compliance with the Financial Regulations and Rules of the United Nations, including rule 114.1 on personal responsibility and financial liability quot , by the following text

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

A total amount of 86,134 was written off in the financial statements on account of three uncollectable receivables in compliance with financial rule 110.15, compared with 13,734 written off in the biennium 1994 1995.

(b) Establishment of an effective financial and regulatory regime to deny criminals and their illicit funds access to national and international financial systems, thus preserving the integrity of financial systems worldwide and ensuring compliance with laws and other regulations against money laundering through

(3) situation of the compliance chief and the compliance department

Reform efforts in this area focus on improved financial information reporting, on cost saving measures, on enhancing transparency and on ensuring compliance, as follows

(d) Compliance.

Compliance Committee

(5) examining the compliance report and other compliance documents presented by the compliance department, and signing them as approval and

Article 18 Not only the compliance department, the compliance posts and the professional compliance personnel shall be responsible for compliance, but also each employee and each marketing staff member.

All departments and branch offices shall voluntarily carry out self inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation.

For developing countries to be able to have competition law enforcement credibility, resources both financial and human should be available for undertaking compliance follow up.

Financial Action Task Force on Money Laundering, Methodology for Assessing Compliance with the FATF 40 Recommendations and the FATF 8 Special Recommendations (27 February 2004).

17. For each administration, the Board has concluded that the presentation of the financial statements was generally in compliance with the United Nations accounting standards.

(d) Statement on the determination of non compliance Declaration on non compliance

The compliance chief shall be a senior manager of the parent company, and may not concurrently take charge of the business department or the financial department.

(9) compliance trainings

General compliance issues

Policies and compliance

Legal and compliance

Who verifies compliance?

Such compliance requires states to not only identify and freeze without delay terrorist related assets, but also ensure that terrorists and their suppliers are prohibited from accessing the international financial system or receiving economic resources or financial services.

These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk.

Article 12 When a securities firm is set up, its business scope should align with its financial performance, internal control system, regulatory compliance system and human resources