regulatory compliance, fines and penalties

3. Total costs of regulatory compliance

The Act also included regulatory measures over banks and non bank financial institutions in compliance with relevant international instruments.

Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

See, for example, Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Harvard University Press, 1995).

Abram Chayes and Antonia Handler Chayes, The New Sovereignty Compliance with International Regulatory Agreements (Cambridge, Massachusetts, Harvard University Press, 1995), p. 159.

Circular of China Insurance Regulatory Commission concerning Printing and Distributing the Guidelines for the Compliance Management of Insurance Companies

The securities firm should have appropriate reasons for dismissing responsible person for regulatory compliance and report to the securities regulatory agency under the State Council in written within 3 working days.

E. Regional and international compliance

Examples include, increasing the probability of detecting fraud, waste, abuse or error, preventing an improper activity or enhancing regulatory compliance.

Fourth, regulatory structures will need to be rebuilt, and this will require a global effort. Absent international coordination, the opportunities for destructive regulatory competition will defeat regulatory reform.

Article 5 The compliance management of insurance companies shall be supervised and inspected by China Insurance Regulatory Committee and its dispatched offices.

China Insurance Regulatory Committee may, when necessary, irregularly require an insurance company to submit various kinds of comprehensive or special compliance reports.

Elaboration of an international regulatory instrument for space object protection.

Article 30 The compliance department of an insurance company shall be responsible for organizing the study of the important supervisory documents circulated by China Insurance Regulatory Committee, make risk indications and put forward compliance suggestions.

They are for sale to corporations and individuals who want to offset their emissions for non regulatory purposes, are verified by independent verifiers, but are not certified by a regulatory authority for use as a compliance instrument.

International policies and regulatory measures could also play an important part.

Compliance with international labour standards to be ensured

Article 32 China Insurance Regulatory Committee shall, either through the compliance reports submitted by these companies or by conducting on the spot inspections, supervise and evaluate the compliance management work of insurance companies on a regular basis.

In Lithuania, a cleaner production programme is being implemented with support from the Norwegian Government to improve environmental performance, competitiveness and regulatory compliance of industry.

Core work programme activities with prescribed deadlines Maintenance of systems, databases and clearing houses (e.g. GHG information system) Regulatory functions (e.g. CDM Executive Board, Compliance Committee).

The ICC's Commission on Commercial Law and Practice (CLP) aims to facilitate international trade and promote a fair and balanced self regulatory and regulatory legal framework for international business to business (B2B) transactions.

Session Four Space Surveillance, Monitoring and Compliance for International Instruments

1. Evaluation of compliance with the international drug control treaties

Article 12 When a securities firm is set up, its business scope should align with its financial performance, internal control system, regulatory compliance system and human resources

To dismiss the compliance chief, an insurance company shall, within 10 days after the dismissal, submit a report and an explanation thereon to China Insurance Regulatory Committee.

Each component of an international trade transaction is carried out within certain regulatory boundaries.

during business operation of the securities firm, it can apply to the securities regulatory agency under the State Council for adjustment of its business scope based on the financial performance, internal control level, regulatory compliance degree, business management capability of officers and quantity of professionals.

Once the responsible person for regulatory compliance finds behavior of law and regulation violation, he should report to agency prescribed in company regulation, and also report to the securities regulatory agency under the State Council or concerning self discipline organization according to the regulation.

(1) Where any head of compliance do not report to the securities regulatory agency of the State Council or relevant self discipline organizations about illegal or irregular acts

Compliance with international humanitarian and human rights law must be ensured.

Regrettably, the international community has been confronted with serious compliance matters.

(b) Establishment of an effective financial and regulatory regime to deny criminals and their illicit funds access to national and international financial systems, thus preserving the integrity of financial systems worldwide and ensuring compliance with laws and other regulations against money laundering through

(c) The international space institutions and related activities, regulatory acts and policies, European space institutions

The last prerequisite was full compliance by States with their international commitments.

The unified space system for monitoring compliance with international treaties and agreements.

Another issue the Australian delegation would like to raise is that of compliance with international law obligations and the consequences of such compliance.

Targeted sanctions are an important instrument for achieving compliance with decisions of the Security Council and for compliance with international law in general.

(2) examining and approving the annual compliance report of the company, presenting such report to China Insurance Regulatory Committee and taking measures to settle problems referred to in such report

Regulatory issues

Regulatory action

It liaises with multinational and national regulatory bodies and with other international institutions, such as the Group of Thirty and INSOL International.

This ensures compliance with obligations arising out of international treaties Brazil is signatory.

CONCERNING NON COMPLIANCE WITH THE INTERNATIONAL COVENANT ON ECONOMIC, SOCIAL AND CULTURAL RIGHTS

compliance with the principle of the inviolability of international borders of all States