The compliance chief shall be a senior manager of the parent company, and may not concurrently take charge of the business department or the financial department.

The compliance chief and the compliance department of an insurance company shall ensure that all important internal management systems and business procedures are in compliance.

An insurance company shall do the same for the compliance department or the compliance posts of its branch office when conditions permit.

Guidelines for the Compliance Management of Insurance Companies

(2) the compliance culture advocated by the company

(6) other compliance duties as stipulated in the articles of association of the company.

(6) other compliance duties as stipulated in the articles of association.

The general manager of a branch office or central sub branch of the insurance company shall perform the compliance duties that are prescribed in Items 3 and 5 of the preceding Paragraph.

Article 6 The board of directors of an insurance company shall bear ultimate liabilities for the compliance management of the company, and shall perform the compliance duties as follows

(2) organizing the departments and branch offices of the company to set down and revise the post compliance manual and other compliance management rules and systems

Article 1 In order to regulate the governance structure of insurance companies and strengthen the compliance management of insurance companies, the present Guidelines are set down according to the Company Law of the People's Republic of China, the Provisions on Administering Insurance Companies, the Guiding Opinions concerning Regulating the Governance Structure of Insurance Companies and other laws and regulations.

(5) investigating the abnormal circumstances that happened in the operation of the company in accordance with law, and when necessary, requiring the compliance chief and the compliance department to assist and

While the insurance company shall establish the compliance departments or compliance posts in its branch offices in light of its business scale, organizational structure and risk management work demands.

in Wuzhen, Zhejiang Province on the 3rd.

(3) under the leadership of the board of directors and the general manager, setting down the annual compliance risk management plan, taking full charge of the compliance management work and directing the work of the compliance department and persons in the compliance related posts

(1) helping the compliance chief to set down and revise the compliance policies and the annual compliance risk management plan of the company, advocating the implementation of such policies and plan, and helping the senior managers to cultivate a compliance culture in the company

The board of directors and the senior managers of an insurance company shall advocate ethics and values of honesty and good faith, advocate such philosophies as voluntary compliance and compliance bringing about values, etc., and make internal compliance management and external supervision better interacted with each other.

(3) identifying and evaluating the compliance risks of the company for at least once every year as well as verifying the compliance risk management plan of the next year

(2) regularly examining the semi annual compliance report of the company

(4) the framework of compliance management and routes for reporting information

Article 23 The securities firm should set up responsible person for regulatory compliance to audit, supervise or check legal and regulatory compliance of management behavior of securities firm.

(4) other compliance duties as stipulated by the articles of association and determined by the board of directors.

Articles of Association in compliance with this Law and the Company Law

Insurance companies shall, in light of the preceding provisions, determine the specific duties of compliance posts.

Article 16 An insurance company shall equip the compliance department or the compliance posts with sufficient compliance personnel.

(6) other compliance duties that are stipulated in the articles of association or determined by the board of directors.

The annual compliance report shall contain contents as follows

The legislation of many States provides that it is not appropriate for officials to make decisions significantly affecting companies in which they are shareholders or directors.

The board of directors shall be liable for the authenticity of such report.

(6) other compliance duties as prescribed in the articles of association or determined by the board of directors.

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(1) the company's objective and basic principles of the compliance management

(6) the major procedures for identifying and managing compliance risk.

Article 27 The compliance department of an insurance company shall set up a cooperation mechanism with the human resource department, set down a compliance training plan, develop an effective compliance training and education program, and shall regularly organize compliance training courses.

(2) examining the compliance policies presented by the compliance chief and exercising them upon the approval of the board of directors

In order to effectively identify and actively prevent and eliminate compliance risks and ensure sound and stable business operation, an insurance company shall, according to the requirements of the present Guidelines, set up sound compliance management systems, improve the organizational structure of compliance management, clarify compliance management responsibilities and build up a perfect compliance management system.

The compliance department or the compliance posts shall provide compliance support to the business activities done by any other department, branch office or any employee and marketing staff, and assist and direct each department or branch office to set down the post compliance manual for compliance management.

Article 22 An insurance company shall set down conduct norms for its employees and marketing staff, the post compliance manual and other documents, bring the compliance policies into force, and guide its employees and marketing staff to exercise such policies.

The major ERP vendors in the marketplace are Oracle, PeopleSoft and SAP, and all of them are present within the United Nations family.

The territorial Government has developed a comprehensive package of corporation and offshore financial business legislation including the Companies Ordinance, the Limited Liability Companies Ordinance and the International Business Companies Ordinance.

(4) determining whether to establish the compliance department and its functions

(1) deliberating and approving the annual compliance report of the company and presenting such report to the board of directors

Article 9 The general manager of an insurance company shall perform the compliance duties as follows

It was further recommended that transnational corporations should respect the provisions of the Global Compact.

Article 15 An insurance company shall set down rules and systems to guarantee that the compliance chief, the compliance department and the compliance posts enjoy the following rights